Jia (SFC:ARN428) Yan
顏嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia (SFC:ARN428) Yan (顏嘉), a licensed former licensee with CE reference ARN428. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-03 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-30 | 2012-05-14 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-08-19 | 2009-07-29 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-08-19 | 2009-07-29 |