Jack Wentao Xu
徐文濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jack Wentao Xu (徐文濤), a licensed former licensee with CE reference ARL031. This person has 7.0 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
RO | Type 10 - Providing credit rating services | 2017-09-25 | 2018-08-30 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
Rep | Type 10 - Providing credit rating services | 2017-08-31 | 2017-09-25 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-20 | 2017-07-28 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-19 | 2017-06-20 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-19 | 2016-12-19 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-06 | 2011-06-27 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-04 | 2008-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jack Wentao Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.