Jack Wentao Xu
徐文濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jack Wentao Xu (徐文濤), a licensed former licensee with CE reference ARL031. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
RO | Type 10 — Providing credit rating services | 2017-09-25 | 2018-08-30 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
Rep | Type 10 — Providing credit rating services | 2017-08-31 | 2017-09-25 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-20 | 2017-07-28 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-19 | 2017-06-20 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-19 | 2016-12-19 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-06 | 2011-06-27 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-04 | 2008-10-06 |