Shang (SFC:ARH146) Zhang
張上
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang (SFC:ARH146) Zhang (張上), a licensed former licensee with CE reference ARH146. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-27 | 2010-10-01 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-03 | 2010-10-01 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-03 | 2010-10-01 |