Lee Li
李莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Li (李莉), a licensed former licensee with CE reference ARG510. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-17 | 2011-04-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-17 | 2011-04-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-02 | 2010-05-29 |