Shiro Mikoshiba

CE No. ARG492 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiro Mikoshiba (), a licensed former licensee with CE reference ARG492. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2014-03-20 2014-06-19
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2014-02-27 2014-03-05
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2013-11-20 2013-11-22
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2013-03-05 2013-03-08
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2012-06-06 2012-06-12
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2011-09-16 2011-09-21
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2011-04-07 2011-04-12
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2010-01-12 2010-01-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2008-06-26 2008-06-27

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