Yaxuan Xie
謝亞軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaxuan Xie (謝亞軒), a licensed former licensee with CE reference ARG368. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-16 | 2018-01-19 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-04-28 | 2013-09-16 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-14 | 2011-04-28 |