Qiao Yi
易喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiao Yi (易喬), a licensed former licensee with CE reference ARF827. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-17 | 2011-07-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-03 | 2011-02-18 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-23 | 2009-02-05 |