Hao (SFC:ARF815) Xie
謝皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao (SFC:ARF815) Xie (謝皓), a licensed former licensee with CE reference ARF815. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-18 | 2022-07-18 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-18 | 2024-01-12 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-07 | 2019-07-18 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-07 | 2019-07-18 |
| DSG Financial Advisory (HK) Co. Limited 德誠金融顧問香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-26 | 2024-01-12 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-29 | 2017-03-10 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-29 | 2017-03-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-20 | 2016-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-20 | 2016-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-20 | 2016-03-01 |