Yu Kwong (SFC:ARF648) Ng
吳宇光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Kwong (SFC:ARF648) Ng (吳宇光), a licensed former licensee with CE reference ARF648. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-09-14 | 2022-06-17 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-03 | 2022-06-17 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-03 | 2021-09-14 |
| ICG Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2009-07-13 | 2010-11-12 |
| ICG Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2008-06-20 | 2009-01-21 |