Michael Ye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Ye ( ), a licensed former licensee with CE reference ARF106. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperia Investment Group Hong Kong Limited |
Rep | Type 9 — Asset management | 2015-05-05 | 2016-02-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-24 | 2010-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2010-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-17 | 2009-03-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-17 | 2009-03-25 |