Francois Ferdinand Adrien Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francois Ferdinand Adrien Thomas, a licensed former licensee with CE reference ARF105. This person has 10.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-12-06 | 2018-07-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-18 | 2018-07-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-18 | 2010-01-18 |