Ashwin Khubchandani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashwin Khubchandani ( ), a licensed former licensee with CE reference ARD919. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-01 | 2015-11-30 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-23 | 2015-11-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-08 | 2015-11-30 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
RO | Type 4 — Advising on securities | 2008-07-28 | 2009-10-02 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-07-28 | 2009-10-02 |