Stefan Ufer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stefan Ufer, a licensed former licensee with CE reference ARD462. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIDAO Capital Limited | RO | Type 4 - Advising on securities | 2008-07-15 | 2008-08-08 |
| CAIDAO Capital Limited | RO | Type 9 - Asset management | 2008-07-15 | 2008-08-08 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Stefan Ufer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Nicolas Becker | CAIDAO Capital Limited | 2008 |
| Ming Lee | CAIDAO Capital Limited | 2008 |