Lina Chan Ching Lu
盧陳晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lina Chan Ching Lu (盧陳晶), a licensed former licensee with CE reference ARB611. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-16 | 2017-02-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-16 | 2017-02-16 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
Rep | Type 9 — Asset management | 2013-07-18 | 2015-01-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-12 | 2013-06-24 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-12 | 2013-06-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-20 | 2010-07-09 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-20 | 2010-07-09 |