Shu-Ying Ong

CE No. ARB166 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu-Ying Ong (), a licensed former licensee with CE reference ARB166. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-11-06 2010-05-03
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2008-11-06 2010-05-03
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2008-05-19 2010-05-03
Credit Suisse Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2008-05-19 2008-11-24
Credit Suisse Futures (Hong Kong) Limited Rep Type 7 - Providing automated trading services 2008-05-19 2008-11-24

Related