Bradley Jason Wargo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bradley Jason Wargo, a licensed former licensee with CE reference ARB162. This person has 14.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-02 | 2022-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-17 | 2022-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2010-05-17 | 2022-12-06 |
| MCP Asset Management Company Limited | Rep | Type 4 - Advising on securities | 2008-05-20 | 2009-12-15 |
| MCP Asset Management Company Limited | Rep | Type 9 - Asset management | 2008-05-20 | 2009-12-15 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Bradley Jason Wargo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.