Bradley Jason Wargo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bradley Jason Wargo ( ), a licensed former licensee with CE reference ARB162. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-02 | 2022-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2022-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-05-17 | 2022-12-06 |
| MCP Asset Management Company Limited | Rep | Type 4 — Advising on securities | 2008-05-20 | 2009-12-15 |
| MCP Asset Management Company Limited | Rep | Type 9 — Asset management | 2008-05-20 | 2009-12-15 |