Ka Wing (SFC:ARB120) Ng
吳家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing (SFC:ARB120) Ng (吳家榮), CE reference ARB120. Currently licensed at 1 firm(s): Yaw Kai Financial Group Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
RO | Type 9 — Asset management | 2020-09-24 | present |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-06 | present |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
RO | Type 4 — Advising on securities | 2019-03-06 | present |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-01-16 | 2017-06-13 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-30 | 2017-03-17 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-30 | 2017-03-17 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-04 | 2017-06-13 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-30 | 2016-06-21 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-02 | 2016-06-21 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-04 | 2015-09-02 |
| Gong Ping Securities Limited 公平證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-12 | 2015-07-30 |
| Gong Ping Futures Limited 公平期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-09-12 | 2015-07-30 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-22 | 2014-09-12 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-29 | 2014-09-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-11 | 2011-03-05 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-02-11 | 2010-06-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-09-30 | 2010-03-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-20 | 2011-03-05 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-20 | 2011-03-05 |