Dan (SFC:ARA997) Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan (SFC:ARA997) Li ( ), a licensed former licensee with CE reference ARA997. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-27 | 2022-07-23 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-27 | 2022-07-23 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 — Asset management | 2019-03-27 | 2022-07-23 |