Caroline Diana Wannan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Diana Wannan ( ), a licensed former licensee with CE reference ARA741. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-16 | 2011-07-29 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-16 | 2011-07-29 |