Yiming Xue

CE No. ARA497 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming Xue (), a licensed former licensee with CE reference ARA497. This person has 3.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Spring Capital Asia, Limited
天泉私募投資有限公司
RO Type 4 - Advising on securities 2008-08-21 2011-09-14
Spring Capital Asia, Limited
天泉私募投資有限公司
RO Type 9 - Asset management 2008-08-21 2011-09-14

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiming Xue during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Vincent Chun Hung Chan Spring Capital Asia, Limited 2008–2011

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