Fan Yu Lao
劉芬妤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Yu Lao (劉芬妤), CE reference ARA487. Currently licensed at 1 firm(s): Fulbright Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-15 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-02-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-07 | 2017-10-02 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-19 | 2012-11-01 |