Hoi Yan Sham
沈凱茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan Sham (沈凱茵), a licensed former licensee with CE reference AQY492. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-28 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-28 | 2010-12-06 |