David Chok Chong Ngo
吳作聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Chok Chong Ngo (吳作聰), CE reference AQY490. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ampere Partners Limited |
Rep | Type 1 — Dealing in securities | 2020-05-19 | 2021-12-01 |
| Ampere Partners Limited |
Rep | Type 6 — Advising on corporate finance | 2020-05-19 | 2021-12-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2020-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-28 | 2020-03-11 |