Ka Lok (SFC:AQX394) Wong
黃家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok (SFC:AQX394) Wong (黃家樂), CE reference AQX394. Currently licensed at 1 firm(s): Wyndham Capital Management Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-05 | present |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-05 | present |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 9 — Asset management | 2017-01-05 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-02 | 2013-03-22 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-07-29 | 2013-03-22 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2011-07-29 | 2013-03-22 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2011-07-29 | 2013-03-22 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2011-07-29 | 2013-03-22 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-24 | 2011-07-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-24 | 2011-07-29 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-24 | 2011-07-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-24 | 2011-07-29 |
| Argyle Street Management Limited | RO | Type 9 — Asset management | 2011-04-12 | 2011-06-17 |
| Argyle Street Management Limited | Rep | Type 4 — Advising on securities | 2008-05-30 | 2011-06-17 |
| Argyle Street Management Limited | Rep | Type 9 — Asset management | 2008-05-30 | 2011-04-12 |