Takashi Moriwaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takashi Moriwaki ( ), a licensed former licensee with CE reference AQU580. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-20 | 2019-01-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-21 | 2009-01-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-15 | 2008-04-17 |