Paul Simon Lewis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Simon Lewis ( ), a licensed former licensee with CE reference AQU410. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMT Advisors Asia Limited | Rep | Type 9 — Asset management | 2010-02-12 | 2010-06-23 |
| Vantage Capital Markets HK Limited | RO | Type 1 — Dealing in securities | 2008-11-28 | 2009-10-16 |
| Vantage Capital Markets HK Limited | RO | Type 2 — Dealing in futures contracts | 2008-11-28 | 2009-10-16 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2008-10-14 | 2008-11-28 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-14 | 2008-11-28 |
| CMT Advisors Asia Limited | Rep | Type 9 — Asset management | 2008-04-08 | 2008-08-15 |