Ellen Christina Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Christina Thomas ( ), a licensed former licensee with CE reference AQT267. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-25 | 2012-01-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-25 | 2012-01-06 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-25 | 2012-01-06 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2008-03-31 | 2008-07-01 |