John Derek Wareham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Derek Wareham, a licensed former licensee with CE reference AQS719. This person has 6.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspect Capital Asia Limited | RO | Type 1 - Dealing in securities | 2008-06-10 | 2015-03-10 |
| Aspect Capital Asia Limited | RO | Type 4 - Advising on securities | 2008-06-10 | 2015-03-10 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as John Derek Wareham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jianwei Chen | Aspect Capital Asia Limited | 2008–2015 |
| Cyrus Richard Hendry | Aspect Capital Asia Limited | 2008–2015 |