Cheng Che Tsai

蔡政哲
CE No. AQS461 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Che Tsai (蔡政哲), a licensed former licensee with CE reference AQS461. This person has 2.5 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Capital Gateway Investments (Asia) Limited
全盛證券投資(亞洲)有限公司
Rep Type 1 - Dealing in securities 2010-05-10 2012-04-30
Capital Gateway Investments (Asia) Limited
全盛證券投資(亞洲)有限公司
Rep Type 4 - Advising on securities 2010-05-10 2012-04-30
Capital Gateway Investments (Asia) Limited
全盛證券投資(亞洲)有限公司
Rep Type 1 - Dealing in securities 2009-08-27 2010-02-27
Capital Gateway Investments (Asia) Limited
全盛證券投資(亞洲)有限公司
Rep Type 4 - Advising on securities 2009-08-27 2010-02-27

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheng Che Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hwa-Wu Hsu Capital Gateway Investments (Asia) Limited 2009–2012
Cheng-Hong Tsai Capital Gateway Investments (Asia) Limited 2009–2012
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