Ka Ming Kwok
郭嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming Kwok (郭嘉明), a licensed former licensee with CE reference AQS307. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-11 | 2009-12-24 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-26 | 2009-12-24 |