Alvan Ngo Sze Mak
麥敖師
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvan Ngo Sze Mak (麥敖師), a licensed former licensee with CE reference AQQ501. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-23 | 2009-06-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-23 | 2009-06-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-07-23 | 2009-06-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2008-07-23 | 2009-06-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-11 | 2008-05-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-11 | 2008-05-17 |