Tsz Ling To
杜子玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ling To (杜子玲), a licensed former licensee with CE reference AQQ279. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-17 | 2023-05-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-17 | 2023-05-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-04-03 | 2009-05-05 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-03-11 | 2008-11-30 |