Fernando Shotwell Valte III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fernando Shotwell Valte III ( ), a licensed former licensee with CE reference AQQ199. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-05-23 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-04 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-03-04 | 2008-05-23 |