Yu Kwong Ng
吳宇光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Kwong Ng (吳宇光), a licensed former licensee with CE reference AQQ104. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-01-24 | 2015-07-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-07 | 2015-07-18 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-07 | 2015-07-18 |
| Win Wong Securities Limited 宏旺證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-17 | 2013-12-27 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-14 | 2011-06-17 |