Shih-An Lo
羅世安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-An Lo (羅世安), a licensed former licensee with CE reference AQP684. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-03 | 2009-03-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-03 | 2009-03-15 |