Sau Chu Lam
林秀珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Chu Lam (林秀珠), a licensed former licensee with CE reference AQO332. This person has 5.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-10 | 2019-02-04 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-10 | 2019-02-04 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-24 | 2017-02-14 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-26 | 2010-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Chu Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.