Paul Douglas Cliff
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Douglas Cliff, a licensed former licensee with CE reference AQO149. This person has 2.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-02 | 2011-07-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-25 | 2008-02-26 |