David Gladstone
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Gladstone ( ), a licensed former licensee with CE reference AQN973. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-10-14 | 2012-11-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-10 | 2012-11-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-22 | 2012-11-02 |