Stephan Kaiser
康思凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephan Kaiser (康思凡), a licensed former licensee with CE reference AQM698. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-14 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-14 | 2008-11-21 |