Philip Edwin Lung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Edwin Lung ( ), a licensed former licensee with CE reference AQM691. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-07 | 2018-05-21 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-05-07 | 2018-05-21 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2015-05-07 | 2018-05-21 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 — Asset management | 2015-05-07 | 2018-05-21 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-27 | 2015-05-07 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-27 | 2015-05-07 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-27 | 2015-05-07 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2014-11-27 | 2015-05-07 |
| Citadel Asia Limited | RO | Type 9 — Asset management | 2009-03-04 | 2010-06-30 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2008-02-14 | 2009-03-04 |