Yik Fong Kwan
關奕芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Fong Kwan (關奕芳), a licensed former licensee with CE reference AQM609. This person has 0.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wachovia Advisors International Limited | RO | Type 4 - Advising on securities | 2008-07-28 | 2009-02-27 |
| Wachovia Advisors International Limited | RO | Type 9 - Asset management | 2008-07-28 | 2009-02-27 |
| Wachovia Advisors International Limited | Rep | Type 4 - Advising on securities | 2008-05-21 | 2008-07-28 |
| Wachovia Advisors International Limited | Rep | Type 9 - Asset management | 2008-05-21 | 2008-07-28 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Yik Fong Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hing Hung Lo | Wachovia Advisors International Limited | 2008–2009 |
| Yu-Ming Wang | Wachovia Advisors International Limited | 2008–2009 |
| Stephen Wai Ming Au | Wachovia Advisors International Limited | 2008–2009 |
| Chee Keong Goh | Wachovia Advisors International Limited | 2008–2009 |
| John Christian Antweiler III | Wachovia Advisors International Limited | 2008–2009 |