James Gerald Proctor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Gerald Proctor, a licensed former licensee with CE reference AQM118. This person has 1.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-18 | 2009-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Gerald Proctor during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.