Yu (SFC:AQL848) Cao
曹璵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AQL848) Cao (曹璵), a licensed former licensee with CE reference AQL848. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-09 | 2018-10-19 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-09 | 2018-10-19 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-09 | 2018-10-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-04 | 2010-09-17 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2008-02-04 | 2010-09-17 |