Jonathan Wai-Yuee Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Wai-Yuee Shum ( ), a licensed former licensee with CE reference AQL670. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-04 | 2008-08-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-04 | 2008-08-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-04 | 2008-08-04 |