Edwin Wing Shun Kwok
郭永淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edwin Wing Shun Kwok (郭永淳), a licensed former licensee with CE reference AQJ322. This person has 3.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-03 | 2011-10-14 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-03 | 2011-10-14 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-01-28 | 2009-02-27 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Edwin Wing Shun Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.