Peng (SFC:AQJ038) He
賀鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:AQJ038) He (賀鵬), a licensed former licensee with CE reference AQJ038. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-03 | 2022-08-07 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-07 | 2022-08-03 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-21 | 2022-01-07 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-30 | 2021-05-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-23 | 2012-11-30 |