Raymond Ru Dong Xie
謝如東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ru Dong Xie (謝如東), a licensed former licensee with CE reference AQJ037. This person has 5.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 4 - Advising on securities | 2012-05-15 | 2012-11-15 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 9 - Asset management | 2012-05-15 | 2012-11-15 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 9 - Asset management | 2009-06-16 | 2012-05-15 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-03-13 | 2013-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Ru Dong Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.