Yuen Ngan Lo
盧遠顏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ngan Lo (盧遠顏), a licensed former licensee with CE reference AQI515. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-20 | 2009-01-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-12 | 2009-01-01 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-12 | 2008-04-24 |