Tadahiko Nishida
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tadahiko Nishida ( ), a licensed former licensee with CE reference AQI143. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-28 | 2016-04-01 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-05-28 | 2016-04-01 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-05-28 | 2016-04-01 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-14 | 2012-02-13 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-05-14 | 2012-02-13 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2008-05-14 | 2012-02-13 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-17 | 2008-05-14 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-17 | 2008-05-14 |