Charles Mangin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Mangin, a licensed former licensee with CE reference AQI139. This person has 5.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-03-06 | 2018-08-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-03-06 | 2018-08-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-04-19 | 2014-04-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-19 | 2014-04-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-01-22 | 2010-03-22 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2008-01-22 | 2010-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Mangin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.